Internal controls have long been viewed in research administration as a necessary—but often burdensome—set of rules designed to prevent errors and ensure compliance. As the research enterprise grows in complexity, this traditional view is no longer sufficient. This session reframes internal controls as dynamic, risk-based tools that support both compliance and efficiency while enabling innovation.
Participants will gain a clear understanding of what internal controls are and why they are essential to safeguarding institutional resources, ensuring regulatory compliance, and maintaining sponsor trust. The presentation will explore the evolving role of the research administrator as a steward of controls who balances oversight with operational practicality.
Through real-world examples, the session will address strategies for reducing administrative burden without compromising compliance, including process redesign, proportional controls, and smarter use of data. Finally, the presentation will examine how artificial intelligence can be responsibly incorporated to augment internal controls—enhancing monitoring, identifying risk trends, and supporting decision-making—while maintaining human judgment and accountability.
Attendees will leave with a modern perspective on internal controls and actionable ideas for aligning compliance, efficiency, and innovation within their research administration practices.
Content level: Intermediate
Learning objectives:
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Define internal controls and why they are necessary.
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See our role as research administrative professionals with tools for managing for compliance and agility
Track: Financial and Cost Accounting
Speaker(s): Lorrie Robbins, Director, Research Administration, Duke University, Office of Research Support