Research Compliance and Integrity Certificate

About the Research Compliance and Integrity Certificate

The Research Compliance and Integrity (RCI) certificate provides a foundation for identifying, understanding and addressing the complex ethical dimensions of conducting research. The Certificate identities specific categories which will provide an understanding of the critical elements of successful administration of a RCI program. The program has been redesigned to cover the essential elements of RCI management for research administrators. The redesign maintains the required workshop curriculum, which introduces the student to the knowledge required to understand RCI administration. 

The RCI Certificate covers issues relevant to colleges and universities, research hospitals and institutes, government agencies, non-profit funders of research, and industry. Elements of the curriculum, along with other relevant topics, will be presented in a combination of one half-day workshop and seven sessions to complete the program. The session will include four required sessions and three elective sessions—no more than two sessions from any single category.

Certificate Course Requirements

Participants must complete one half-day workshop, four required sessions and three elective sessions. The required sessions are listed below; the electives may vary from meeting-to-meeting.

Half-day workshop.

Introduction to Research Compliance and Integrity

This required workshop for the Research Compliance and Integrity (RCI) certificate will provide participants with an overview of the role of research administrators in establishing and preserving cultures of integrity in the research enterprises within their institutions. The connection between institutional compliance programs and ethical decision-making at both individual and organizational levels will be explored, and historical events that have created increased awareness of research ethics will be reviewed. The workshop will focus on participant interaction and case analysis to identify strategies that strengthen organizational cultures of compliance and conscience.

Must take four total, no more than two per category. Session titles vary meeting-to-meeting.

Research Compliance and Integrity General

Sessions will provide an introductory survey of the research integrity landscape, covering topics which any research administrator, whether in central administration or a department, should be acquainted with, including topics on the ethical and responsible conduct of research. 


Research Protections and Compliance Review Boards

Sessions will discuss processes that can address compliance areas governed by compliance review boards. In general, five committees should be established, including 1) Human Subject Research; 2) Animal Subject Research; 3) Conflict of Interest; 4) Biological Safety; 5) Embryonic Stem Cell Review Committee, and other compliance and safety matters. The presenters will provide a general summary of each compliance area and offer suggestions for the management of each committee.

Research Misconduct

Research misconduct is defined as fabrication, falsification, or plagiarism in proposing, performing, or reviewing research or in reporting research results. Sessions will provide an overview of research misconduct's regulatory requirements and how to establish a federally compliant program.

Research Security and Export Control 

Research security and export controls includes several components to secure research assets built domestically or internationally. Sessions will provide an overview of research security and export control regulations and programs. In addition, attendees will learn about the best practices related to research security and export control, including contract negotiation and managing institutional risk.

Must take three. 

Electives vary from meeting to meeting. 

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